EGC Corporate Governance Practices (May 2018)

EGC Corporate Governance Practices: A Survey and Related Resources PAGE 4 Figure 4 : N=848. Eighteen of the controlled companies were controlled by non-U.S. parents, three of which were Chinese entities. Of the 146 controlled companies, approximately 6.2% disclosed that they were controlled by venture capital funds, approximately 48.6% disclosed that they were controlled by private equity funds, and approximately 6.8% were controlled by both. Exchange Listing Of the 848 EGCs, all but two were listed on markets within the Nasdaq Stock Market (“Nasdaq”) or the New York Stock Exchange (“NYSE”) . 4 The following table analyzes the markets within the NYSE, Nasdaq, or other markets on which the EGCs listed their equity securities or on which their equity securities were quoted. Figure 5 : N=848. 4 See Appendix C for a summary of the NYSE and the Nasdaq quantitative listing requirements and Appendix D for a summary description of the differences between the listing requirements of these securities exchanges. Non-Controlled Company; 702 Controlled Company; 146 Frequency of Controlled Companies Non-Controlled Company Controlled Company 252 235 188 160 8 2 3 U.S. Exchange Listing (By Frequency) NYSE NASDAQ Global Select Market NASDAQ Global Market NASDAQ Capital Market NYSE MKT OTC