EGC Corporate Governance Practices (May 2018)

EGC Corporate Governance Practices: A Survey and Related Resources PAGE 45 Compensation of Officers Clawback Policies Of the 168 EGCs, approximately 7.7% had clawback policies for executive officers, and approximately 92.3% did not. Figure 69 : N=168. Use of Compensation Consultants Of the 168 EGCs, approximately 4.8% disclosed the use of compensation consultants in their IPO prospectuses, and approximately 4.2% disclosed the names of their compensation consultants in their IPO prospectuses. Figure 70 : N=168. Yes; 13 No; 155 Clawback Policies for Executive Officers (By Frequency) Yes No Yes; 8 No; 160 Disclosure of Use of Compensation Consultants (By Frequency) Yes No