EGC Corporate Governance Practices (May 2018)

EGC Corporate Governance Practices: A Survey and Related Resources PAGE 30 Controlled Companies Controlled companies represented approximately 19.6% of the 168 EGCs. Figure 43 : N=168. Five of the controlled companies were controlled by non-U.S. parents. Of the 33 controlled companies, 21 disclosed that they were controlled by a private equity fund or a venture capital fund. Exchange Listing Of the 168 EGCs, all listed on markets within the Nasdaq or the NYSE. The following table analyzes the markets within the NYSE and the Nasdaq or other markets on which the EGCs listed their equity securities or on which their equity securities were quoted. Figure 44 : N=168. Non-Controlled Company; 135 Controlled Company; 33 Frequency of Controlled Companies Non-Controlled Company Controlled Company 45 41 22 59 1 U.S. Exchange Listing (By Frequency) NASDAQ Global Select Market NASDAQ Global Market NASDAQ Capital Market NYSE NYSE MKT